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Spring 2021
LAW154  A  CORPORATE COMPLIANCE AND RISK MANAGEMENT

Course Description
This is an introduction to the growing Corporate Compliance segment of the legal industry. Cases, Statutes, Non-Prosecution and Deferred-Prosecution Agreements comprise the bulk of the reading, introducing students to various legal regimes, such as the Foreign Corrupt Practices Act and the Bank Secrecy Act . Compliance and risk management are currently practiced means for improving business ethics, enhancing the observation of legal norms, and deterring firms from engaging in unsafe or unsound practices.

Course Schedule
Dates Day Time Room
01-25-2021 - 04-27-2021   MW  10:10 AM-11:25 AM DL

Course Frequency

Course Information

Credits: 3
Pass/Fail Option: No
Prerequisite:
Method of Evaluation: Final Exam
Graduation Requirements Fulfilled By Course:
General
Special Attributes: None
Course Delivery:
Online (all synchronous)
Special Restrictions:
Law Track(s):
Business & Taxation - Specialized
Entertainment, Music, & Sports - Related
Government & Regulation - Specialized
International & Comparative Law - Specialized
Bar Subject(s): None
Concentration(s):
Business Compliance and Sustainability (Area of Focus)   More information
Business Compliance and Sustainability (Concentration)   More information
The Business of Innovation, Law and Technology: BILT (Concentration)   More information
Course Book(s):
Textbook Required:
Yes  
  • Textbook Name: The Law of Governance, Risk Management, and Compliance
    Textbook Type: Hardcover
    Requirement: Required
    Author: Miller
    Publisher: Wolters Kluwer
    Edition: 3rd
    ISBN: 9781543812763
      
  
First Class Assignment(s):
  • Assignment: Please read pp. 1-14 in Miller, The Law of Governance, Risk Management & Compliance (3rd ed. 2020). Also, please read the articles attached.

    Material:
    Miller, The Law of Governance, Risk Management, and Compliance (3rd ed., ISBN: 9781543812763)

    TWEN/Blackboard/Course Webpage Link:
    www.courses.miami.edu

    Additional Information:
    Please be sure to regularly log into Blackboard to access uploaded materials and assignments.
      

    21compliance1stday.pdf

 
Professor(s)

ROSEN, ROBERT E.


Biography
Contact Information:
Email: rrosen@law.miami.edu
Phone: (305)284-4801
Office: G370